Directors' Holdings

This page is updated following a private placement of shares, see News : July 20, 2020

Current common shares in issue as of June 20, 2020 total 35,154,604.

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Significant Shareholders and Percentage of AIM Securities not in public hands:

Name and Municipality of Residence Present office and Date first appointed as director Number of Common Shares Owned, Beneficially Held or Controlled % of Class Held or Controlled
Ronald Alexander
Calgary, Alberta
Director
September 20, 1996
11,200 0.03%
Roland Phelps
Jersey, Channel Islands
President and Chief Executive Officer and Director 
February 17, 2003
4,933,817 14.03%
James B. Clancy
Toronto, Ontario
Director 
June 21, 2001
3,685 0.01%
James I. Golla
Mississauga, Ontario
Director 
June 21, 2001
2,000 0.006%

David Cather

Director

June 26, 2019

0 0

Róisín Magee Dublin, Ireland

Director and Chairperson         October 15, 2018

50,000 0.14%

 

The number of AIM shares held by Directors is 5,000,702 and the percentage of securities held by Directors is 14.22%.

A Senior Officer of the company (Leo O'Shaughnessy, Chief Financial Officer), who is not a Director, holds 32,050 shares (0.09%).

Issued and Outstanding Shares total 35,154,604 as of July 20, 2020.

Mr. Ross Beaty is a major shareholder with 10.65% of the issued and outstanding shares. He holds 3,744,747 shares.

Melquart Ltd, a London based investment institution, as of July20, 2020, holds 26.35% of the issued and outstanding shares. Melquart Ltd also hold a convertible debenture for a value of UK£1 million (see news release December 23, 2019 for details)

Premier Fund Managers Ltd (Premier Miton) holds shares via two funds. The LF Miton UK Smaller Companies Fund holds 9.17% of the company's shares. The total % of securities controlled by Premier Miton is 13.79% (note total % confirmed November 11, 2020)

The number of issued securities not in public hands (Directors, Senior Officers, Melquart Ltd, Mr. Ross Beaty and Miton) is 65.2% of issued shares.*

*Controlling Shareholdings (apart from Directors and Senior Officers) of less than 10% of the issued and outstanding shares are not reported herein or used for the purposes of calculation.

The share information above is considered current as of July 20, 2020, except where noted.

 

Details of restrictions

There are no restrictions on the free transferability of the Company's AIM securities. Shares issued via private placements are subject to a 4 month hold period following issuance.

 

Disclosure for the purposes of Rule 26 of the AIM Rules for Companies

The Company is federally incorporated in Canada with registered number 638478-1 and the Company's main country of operation is Northern Ireland.

The rights of shareholders in Galantas Gold Corporation (the Company) may be different from the rights of shareholders in a UK incorporated company.

These rights may restrict the disclosure of the beneficial ownership of important shareholdings, or changes in such shareholdings, by the Company where such information is not disclosed to the Company.

The company is not subject to the UK City Code on Takeovers and Mergers.

Directors’ insider dealing reports and lists of current holdings may be accessed on www.sedi.ca.

A PDF download is also accessible here which records the information given on SEDI as of 11th March 2007: 11th March 2007 Directors Holdings

 

Company Documents

Download Certificate Of Continuance
Download Articles Of Amalgamation
Download By-Laws

 

Investors are cautioned that this website is only periodically reviewed and that access to current information is available on www.sedi.ca and www.sedar.com