Directors' Holdings

Significant Shareholders and Percentage of AIM Securities not in public hands:

Name and Municipality of Residence Present office and Date first appointed as director Number of Common Shares Owned, Beneficially Held or Controlled % of Class Held or Controlled
Ronald Alexander
Calgary, Alberta
Director
September 20, 1996
112,000 0.04%
Lionel J. Gunter
La Manga, Spain
Non-Executive Chairman and Director 
September 20, 1996
3,393,088 1.13%
Roland Phelps
Jersey, Channel Islands
President and Chief Executive Officer and Director 
February 17, 2003
49,338,167 16.46%
James B. Clancy
Toronto, Ontario
Director 
June 21, 2001
36,846 0.01%
James I. Golla
Mississauga, Ontario
Director 
June 21, 2001
20,000 0.01%

Róisín Magee Dublin, Ireland

Director         October 15, 2018

500,000 0.17%

 

The number of AIM shares held by Directors is 53,400,101 and the percentage of securities held by Directors is 17.82%.

A Senior Officer of the company (Leo O'Shaughnessy, Chief Financial Officer), who is not a Director, holds 320,500 shares (0.11%).

Issued and Outstanding Shares total 299,686,805 as of December 21, 2018.

Mr. Ross Beaty is a major shareholder with 12.50% of the issued and outstanding shares as of December 21, 2018. He holds 37,447,478 shares.

Melquart Ltd, a London based investment institution, as of December 21, 2018, holds 62,224,545 shares,which is 20.76% of the issued and outstanding shares.

Miton Asset Management Ltd (Miton) subscribed for shares via three funds, in a private placement, the final closing of which took place effective December 21, 2018. The MI Select Managers UK Equity Fund subscribed for 3,636,708 shares (1.21%). The LF Miton UK Smaller Companies Fund subscribed for 29,467,226 shares (9.83%). The Miton UK Microcap Trust subscribed for 16,896,066 shares (5.64%) The total % of securities controlled by Miton is 16.68%

The number of issued securities not in public hands (Directors, Senior Officers, Melquart Ltd, Mr. Ross Beaty and Miton) is 67.87% of issued shares.*

*Controlling Shareholdings (apart from Directors and Senior Officers) of less than 10% of the issued and outstanding shares are not reported herein or used for the purposes of calculation.

The total number of issued securities as of December 21st 2018 is 299,686,805 and the share information above is considered current as of December 21, 2018 .

 

Details of restrictions

There are no restrictions on the free transferability of the Company's AIM securities. Shares issued via private placements are subject to a 4 month hold period following issuance.

 

Disclosure for the purposes of Rule 26 of the AIM Rules for Companies

The Company was federally incorporated in Canada with registered number 638478-1 and the Company's main country of operation is Northern Ireland.

The rights of shareholders in Galantas Gold Corporation (the Company) may be different from the rights of shareholders in a UK incorporated company.

These rights may restrict the disclosure of the beneficial ownership of important shareholdings, or changes in such shareholdings, by the Company where such information is not disclosed to the Company.

The company is not subject to the UK City Code on Takeovers and Mergers.

Directors’ insider dealing reports and lists of current holdings may be accessed on www.sedi.ca.

A PDF download is also accessible here which records the information given on SEDI as of 11th March 2007: 11th March 2007 Directors Holdings

 

Company Documents

Download Certificate Of Continuance
Download Articles Of Amalgamation
Download By-Laws

 

Investors are cautioned that this website is only periodically reviewed and that access to current information is available on www.sedar.com